Services

  Advertising and Sales Program Reviews

    Advertising Compliance Review

    Review of Sales Programs (lead cards, seminar presentations, websites)

    Social Media Compliance and Online Advertising Compliance

  Business Practice Reviews (on behalf of IMO or Carrier):

    Internal Risk Assessment (on-site or remote)

    Completely confidential

  Marketer Compliance Training

    Customized Compliance Training (best practices, anti-fraud, advertising)

    On-site or via webinar

  Suitability, Replacements and Senior Sales Consulting

    Help develop internal standards and best practices

  DOL Fiduciary Rule Guidance

    Click Here to learn more about how First Consulting can provide the expertise needed to help your Company maintain compliance with the 2016 DOL Fiduciary Rule.